Circular,
DEPARTMENT : INVESTIGATION
Download Ref.No.: NSE/INVG/26295 Date : March 26, 2014
Circular Ref.No.: 926/2014
All NSE Members
Sub : SEBI order in respect of Shri Vikram Desai, Ex-Director, AEC Enterprises Ltd
This is with reference to NSE circular no. NSE/INVG/17469 dated April 08, 2011 referring
to SEBI order no. WTM/KMA/OIAE/378/04/2011 dated April 07, 2011 restraining AEC
Enterprises Ltd and its directors including Shri Vikram Desai, from accessing the securities
market and prohibiting them from buying, selling orotherwise dealing in securities, directly
or indirectly, till all the pending investor grievances against the Company are resolved and the
same is reported to and confirmed by SEBI.
SEBI now vide its order no. WTM/RKA/OIAE/12/2014 dated March 26, 2014 has revoked
the directions issued against Shri Vikram Desai, Ex-director, AEC Enterprises Ltd (having its
registered office at 221, Anarkali Complex, Jhandewalan Extension, New Delhi –110055).
The detailed order is available on SEBI website (http://www.sebi.gov.in). Further, the
consolidated list of such entities is available on the Exchange website
http://www.nseindia.com home page under “Communiqué– Regulatory Actions”.
Members are advised to take note of the above and ensure compliance.
In case of any further queries, members are requested to contact the following officials:
Ms. Soniya Mahajan (Extn: 22380), Ms. Shivani Dalvi(Extn : 22391)
Direct No: 022-26598228
Fax: 022-26598195
NSE Circular: SEBI order in respect of Shri Vikram Desai, Ex-Director, AEC Enterprises Ltd
NATIONAL STOCK EXCHANGE OF INDIA LIMITEDDEPARTMENT : INVESTIGATION
Download Ref.No.: NSE/INVG/26295 Date : March 26, 2014
Circular Ref.No.: 926/2014
All NSE Members
Sub : SEBI order in respect of Shri Vikram Desai, Ex-Director, AEC Enterprises Ltd
This is with reference to NSE circular no. NSE/INVG/17469 dated April 08, 2011 referring
to SEBI order no. WTM/KMA/OIAE/378/04/2011 dated April 07, 2011 restraining AEC
Enterprises Ltd and its directors including Shri Vikram Desai, from accessing the securities
market and prohibiting them from buying, selling orotherwise dealing in securities, directly
or indirectly, till all the pending investor grievances against the Company are resolved and the
same is reported to and confirmed by SEBI.
SEBI now vide its order no. WTM/RKA/OIAE/12/2014 dated March 26, 2014 has revoked
the directions issued against Shri Vikram Desai, Ex-director, AEC Enterprises Ltd (having its
registered office at 221, Anarkali Complex, Jhandewalan Extension, New Delhi –110055).
The detailed order is available on SEBI website (http://www.sebi.gov.in). Further, the
consolidated list of such entities is available on the Exchange website
http://www.nseindia.com home page under “Communiqué– Regulatory Actions”.
Members are advised to take note of the above and ensure compliance.
In case of any further queries, members are requested to contact the following officials:
Ms. Soniya Mahajan (Extn: 22380), Ms. Shivani Dalvi(Extn : 22391)
Direct No: 022-26598228
Fax: 022-26598195
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